Derek SimkowitzCRD Number: 5275101
Current Firm: Invest Financial Corporation
Derek Simkowitz (CRD# 5275101) is an Investment Advisor Representative working at Invest Financial Corporation in Gray, ME and has over 9 years of experience in the finance industry.
F L Putnam Investment Management Company
Saltwater Harbor Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Androscoggin Savings Bank||Gray, ME||Jun 2016 - Current||< 1|
|Invest Financial Corporation||Tampa, FL||Jun 2016 - Current||< 1|
|Camden National Bank||Kennebunk, ME||Oct 2015 - Jun 2016||< 1|
|Lpl Financial LLC||Kennebunk, ME||Oct 2015 - Jun 2016||< 1|
|Cetera Investment Advisers LLC||Kennebunk, ME||Jan 2014 - Oct 2015||1|
|Cetera Investment Services LLC||St. Cloud, MN||Sep 2012 - Oct 2015||3|
|The Bank Of Maine (purchaed By Camden National Bank||Kennebunk, ME||Sep 2012 - Oct 2015||3|
|Linsco Private Ledger||York, ME||Mar 2007 - Sep 2012||5|
|Kennebunk Savings Bank||York, ME||Aug 2005 - Mar 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S65||NASAA Investment Advisors Law Examination||Jul 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,432MILLIONS
Total Number of Accounts31,513ACCOUNTS
Average Account Value$140,649
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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