Anthony Pauling, financial advisor Great Falls MT
90 score

Anthony Pauling

CRD Number: 6107324
Current Firm: D.a. Davidson & Company

Anthony Pauling (CRD# 6107324) is an Investment Advisor Representative working at D.a. Davidson & Company in Great Falls, MT and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
D.a. Davidson & Company Los Angeles, CA Nov 2013 - Current 3
Crowell, Weedon & Company Los Angeles, CA Jul 2012 - Nov 2013 1
Tpc Valencia Valencia, CA Jan 2012 - Jul 2012 < 1
Unemployed Los Angeles, CA Sep 2011 - Jan 2012 < 1
Arizona Grand Phoenix, AZ Nov 2009 - Sep 2011 1
Arizona State University Tempe, AZ Mar 2009 - Nov 2009 < 1
Desert Mountain Scottsdale, AZ Oct 2008 - Mar 2009 < 1
Arizona State University Tempe, AZ Aug 2008 - Oct 2008 < 1
Tpc Valencia Valencia, CA Jun 2008 - Aug 2008 < 1
Arizona State University Tempe, AZ Apr 2008 - Jun 2008 < 1
We-ko-pa Golf Club Fountain Hills, AZ Nov 2007 - Apr 2008 < 1
Arizona State University Tempe, AZ Aug 2007 - Nov 2007 < 1
Angeles National Los Angeles, CA Jun 2007 - Aug 2007 < 1
Arizona State University Tempe, AZ Mar 2004 - Jun 2007 3
Grayhawk Gc Scottsdale, AZ Sep 2006 - Mar 2007 < 1
Tpc Valencia Valencia, CA Jun 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2013
Contact Info for Anthony J. Pauling
Phone Number: 406-727-4200
Firm Website: http://www.dadco.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    9,918
    MILLIONS
  • Total Number of Accounts
    33,323
    ACCOUNTS
  • Average Account Value
    $297,645
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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