Simon Arrata, financial advisor Great Neck NY

Simon Arrata

CRD Number: 3070492
Current Firm: Sowell Management

Simon Arrata (CRD# 3070492) is an Investment Advisor Representative working at Sowell Management in Great Neck, NY and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Harvest Usa New York, NY Dec 2020 - Current 1
Sowell Management North Little Rock, AR Dec 2019 - Current 2
Triad Advisors Norcross, GA Mar 2019 - Dec 2019 < 1
Targeted Financial Services, LLC Holmdel, NJ Mar 2019 - Dec 2019 < 1
Retired Great Neck, NY Jul 2017 - Mar 2019 1
Harvest Krane Investments, LLC New York, NY May 2013 - Jul 2017 4
Krane Capital Group LLC New York, NY Aug 2013 - Feb 2014 < 1
Fidelity Investments New York, NY Mar 2000 - Jul 2013 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Apr 2019
Contact Info for Simon A. Arrata
Phone Number: 501-219-2434
Registered State(s):
  • AR
  • FL
  • NJ
  • NC
By the Numbers
  • Total Assets Under Management
    3,172
    MILLIONS
  • Total Number of Accounts
    15,810
    ACCOUNTS
  • Average Account Value
    $200,605
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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