Simon ArrataCRD Number: 3070492
Current Firm: Sowell Management
Simon Arrata (CRD# 3070492) is an Investment Advisor Representative working at Sowell Management in Great Neck, NY and has over 23 years of experience in the finance industry.
Legacy Care Wealth, LLC
Park Avenue Securities LLC
Hightower Advisors, LLC
|Harvest Usa||New York, NY||Dec 2020 - Current||1|
|Sowell Management||North Little Rock, AR||Dec 2019 - Current||2|
|Triad Advisors||Norcross, GA||Mar 2019 - Dec 2019||< 1|
|Targeted Financial Services, LLC||Holmdel, NJ||Mar 2019 - Dec 2019||< 1|
|Retired||Great Neck, NY||Jul 2017 - Mar 2019||1|
|Harvest Krane Investments, LLC||New York, NY||May 2013 - Jul 2017||4|
|Krane Capital Group LLC||New York, NY||Aug 2013 - Feb 2014||< 1|
|Fidelity Investments||New York, NY||Mar 2000 - Jul 2013||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
|S65||NASAA Investment Advisors Law Examination||Apr 2019|
Total Assets Under Management3,172MILLIONS
Total Number of Accounts15,810ACCOUNTS
Average Account Value$200,605
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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