Stephen Engel (CRD# 5895087) is an Investment Advisor Representative working at Palumbo Wealth Management LLC in Great Neck, NY and has over 12 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 5146297
Origin Investment Advisory LLC
CRD# 4632189
Sarsi, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Private Client Services LLC | Great Neck, NY | Oct 2022 - Current | 1 |
| Palumbo Wealth Management LLC | Great Neck, NY | Nov 2020 - Current | 3 |
| Tiaa | New York, NY | Oct 2017 - Nov 2020 | 3 |
| Tiaa-cref Individual & Institutional Services, LLC | New York, NY | Oct 2017 - Nov 2020 | 3 |
| Status Labs | New York, NY | Jan 2016 - Oct 2017 | 1 |
| Hornor Townsend & Kent Inc. | Horsham, PA | Aug 2015 - Jan 2016 | < 1 |
| Axa Advisors, LLC | New York, NY | Apr 2011 - Aug 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2011 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2017 |
- NY
- TX
-
Total Assets Under Management323MILLIONS
-
Total Number of Accounts706ACCOUNTS
-
Average Account Value$457,057
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, FL, MA, NH, NJ, NY, PA, TX
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