Michelle Spaziani (CRD# 4335618) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Greenfield, MA and has over 23 years of experience in the finance industry. Michelle Spaziani has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 7047829
Edward Jones
CRD# 2355947
Capital Analysts
CRD# 5900328
Ae Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Raymond James Financial Services, Inc. | Greenfield, ME | May 2018 - Current | 5 |
| Raymond James Financial Services Advisors Inc. | Greenfield, MA | May 2018 - Current | 5 |
| Snow Farm: The New England Craft Program | Williamsburg, MA | Jan 2015 - May 2019 | 4 |
| Wells Fargo Clearing Services, LLC | Springfield, MA | Nov 2016 - May 2018 | 1 |
| Wells Fargo Advisors LLC | Springfield, MA | May 2009 - Nov 2016 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Aug 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MA
- TX
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Total Assets Under Management275,430MILLIONS
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Total Number of Accounts985,117ACCOUNTS
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Average Account Value$279,591
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- Portfolio management for individuals and/or small businesses
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