James Fallon (CRD# 2319582) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Greensboro, GA and has over 24 years of experience in the finance industry.
CRD# 3012105
Lpl Financial LLC
CRD# 6374744
Edward Jones
CRD# 1247696
Cwm, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research | Fairfield, IA | Aug 2019 - Current | 4 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Aug 2019 - Current | 4 |
| Woodbury Financial, Inc. | Greensboro, GA | Jul 2019 - Aug 2019 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jul 2019 | 4 |
| Morgan Stanley Smith Barney | Atlanta, GA | Aug 2009 - Jul 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2006 |
- GA
- TX
-
Total Assets Under Management87,369MILLIONS
-
Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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