Douglas McCarthy, financial advisor Greenville SC
93 score

Douglas McCarthy

CRD Number: 3021784
Current Firm: Adviseme National Advisors

Douglas McCarthy (CRD# 3021784) is an Investment Advisor Representative working at Adviseme National Advisors in Greenville, SC and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Adviseme National Advisors Greenville, SC Aug 2014 - Current 2
Independent Financial Group LLC Greenville, SC Jul 2014 - Current 2
Cambridge Financial And Insurance Group Greenville, SC Oct 2009 - Current 7
Financial Telesis Inc. San Rafael, CA Nov 2012 - Jul 2014 1
Lincoln Financial Securities Corporation Greenville, SC Nov 2009 - Nov 2012 3
Lincoln Financial Advisors Corp Fort Wayne, IN Jun 2008 - Nov 2009 1
Nylife Securities LLC Greenville, SC May 2008 - Jun 2008 < 1
New York Life Insurance Co Greenville, SC Dec 2006 - Jun 2008 1
Self-employed Simpsonville, SC Mar 2003 - Dec 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2008
S65 NASAA Investment Advisors Law Examination Jul 2008
Contact Info for Douglas A. McCarthy
Phone Number: 216-595-0800
Firm Website: http://www.pa401k.com
Registered State(s):
  • SC
By the Numbers
  • Total Assets Under Management
    912
    MILLIONS
  • Total Number of Accounts
    2,533
    ACCOUNTS
  • Average Account Value
    $359,939
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, FL, GA, IL, IN, KS, MI, MN, MS, NY, OH, PA, PR, SC, TN, TX, VA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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