James YarbroughCRD Number: 1968274
Current Firm: Ubs Financial Services Inc.
James Yarbrough (CRD# 1968274) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Greenville, SC and has over 28 years of experience in the finance industry.
Erisa Plan Services Inc.
Eagle Strategies LLC
Securities America Advisors, Inc.
|Ubs Financial Services Inc.||Greensville, SC||Feb 2012 - Current||6|
|Scott & Stringfellow, Inc.||Anderson, SC||Oct 2007 - Feb 2012||4|
|The Investment Center, Inc.||Anderson, SC||Oct 1992 - Oct 2007||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1989|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV