Stephen Caruso (CRD# 3020510) is an Investment Advisor Representative working at Brookwood Investment Group in Phoenix, AZ and has over 24 years of experience in the finance industry.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
CRD# 5338348
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brookwood Investment Group LLC | Phoenix, AZ | May 2023 - Current | 1 |
| Brookwood Insurance Group LLC | Phoenix, AZ | Jan 2022 - Current | 2 |
| Belpointe Asset Management, LLC | Greenwich, CT | May 2016 - Jun 2023 | 7 |
| Belpointe Insurance, LLC | Greenwich, CT | May 2016 - Jan 2022 | 5 |
| Ameriprise Financial Services, Inc. | New York, NY | Feb 2012 - May 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management689MILLIONS
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Total Number of Accounts2,250ACCOUNTS
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Average Account Value$306,259
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CT, FL, GA, IL, OH, OR, PA, RI, TN, VT
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