Steven Degraff (CRD# 4649473) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Groton, CT and has over 20 years of experience in the finance industry.
CRD# 5089860
Lansdowne Wealth Management, LLC
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 5623606
Citizens Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2023 - Current | 1 |
| Degraff Financial | Groton, CT | Jan 2021 - Current | 3 |
| Serenity Wealth Planning, LLC | Groton, CT | Jun 2019 - Current | 4 |
| Gateway Community College | New Haven, CT | Dec 2017 - Current | 6 |
| Guardian Life Insurance Company | Groton, CT | Jun 2019 - Jan 2023 | 3 |
| Park Avenue Securities | Groton, CT | Jun 2019 - Jan 2023 | 3 |
| Guardian Life Insurance Company | New Haven, CT | Nov 2019 - Nov 2019 | < 1 |
| Park Avenue Securities | New Haven, CT | Nov 2019 - Nov 2019 | < 1 |
| Guardian Life Ins | Madison, CT | Apr 2016 - Jun 2019 | 3 |
| Park Avenue Securities | Madison, CT | Apr 2016 - Jun 2019 | 3 |
| Metropolitan Life Insurance Company | New London, CT | Mar 2003 - Apr 2016 | 13 |
| Metlife Securities Inc. | New London, CT | Mar 2003 - Apr 2016 | 13 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2003 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CT
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
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