Scott Davis
CRD Number: 3224197
Current Firm: Prudential Financial Planning Services
Compensation Model: Both
Scott Davis (CRD# 3224197) is an Investment Advisor Representative working at Lake County Financial Planning, a Prudential Office in Gurnee, IL and has over 19 years of experience in the finance industry.
Lake County Financial Planning (LCFP) was established in 1999 by Scott Davis as a full service firm, including financial planning services. We provide quality objective advice specifically tailored to each client’s individual needs.
My goal is to build, protect and preserve your wealth through comprehensive financial planning. I believe my clients are best served through a three step process:
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Once your personal financial goals are determined, a detailed examination of your current financial situation is analyzed. This analysis examines everything from cash flow, net worth, investments, retirement plans, protection issues, employee benefits, income taxes and estate planning strategies. Essentially each piece of your financial puzzle and how they fit together.
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Once my analysis and subsequent research is completed, I’m able to structure my specific guidance and personalize your game plan.
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Lastly, and most importantly, my ongoing commitment to meet with my clients on a regular basis along with availability on a day-to-day basis for any questions or concerns that may arise.
The wide arrays of resources at my disposal are from many financial institutions. These institutions and their broad portfolios enable me to construct a diverse platform tailored to your specific goals and comfort level.
My commitment to you is to regularly monitor your progress to help ensure that we stay on track throughout a lifetime of shifting financial climates. I take this responsibility personally and treat every person as if they were family.
The future is yours; I look forward to helping you attain it.
Mission Statement
To help my clients feel financially confident and to achieve the personalized financial goals they seek. To partner with my clients to provide financial advice, that will help create individual financial comfort, help and protect their families and to build a legacy for a lifetime. LCFP is driven to provide objective, tailored solutions that help enhance your life.
Our mission embodies what we seek to accomplish in our day-to-day activities.
“Financial Planning Is A Way of Life”
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| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Gurnee, IL | Dec 2013 - Current | 10 |
| Prudential Insurance Company Of America | Gurnee, IL | Dec 2013 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1999 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management16,379MILLIONS
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Total Number of Accounts113,575ACCOUNTS
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Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
Scott Davis offers financial planning and investment advisory services through Pruco Securities, LLC (Pruco), doing business as Prudential Financial Planning Services (PFPS), pursuant to separate client agreement. Offering insurance and securities products and services as a registered representative of Pruco and an agent of issuing insurance companies. Lake County Financial Planning is not affiliated with The Prudential Insurance Company of America and its affiliates, including Pruco. Other products and services may be offered through a non-Prudential entity.
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