Brett Straub (CRD# 2118331) is an Investment Advisor Representative working at The Ameriflex Group in Haddon Heights, NJ and has over 30 years of experience in the finance industry. Brett Straub has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 6180296
Oppenheimer & Company Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic Wealth, Inc. | Haddon Heights, NJ | Sep 2023 - Current | < 1 |
| The Ameriflex Group, Inc. | Haddon Heights, NJ | Feb 2022 - Current | 2 |
| The Straub Group Advantage | Wayne, PA | Jan 2015 - Current | 9 |
| Sagepoint Financial Inc. | Malvern, PA | Feb 2022 - Sep 2023 | 1 |
| Principal Securities Inc. | Wayne, PA | Mar 2016 - Feb 2022 | 5 |
| Principal Life Insurance | Wayne, PA | Nov 2002 - Feb 2022 | 19 |
| Princor Financial Service Corporation | Marlton, NJ | Nov 2002 - Mar 2016 | 13 |
| The Straub Group Wealth Management Services | Marlton, NJ | Nov 2011 - Jan 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1993 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management6,522MILLIONS
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Total Number of Accounts16,327ACCOUNTS
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Average Account Value$399,485
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