James Taylor (CRD# 2441548) is an Investment Advisor Representative working at Brighton Securities Corp. in Rochester, NY and has over 30 years of experience in the finance industry.
CRD# 6316104
W & S Management Services, Inc.
CRD# 3063370
Manning & Napier Advisors, LLC
CRD# 2814482
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Saperston Legacy Advisors, Inc. | Hamburg, NY | Jan 2022 - Current | 2 |
| Brighton Securities Corp | Rochester, NY | Sep 2021 - Current | 2 |
| First Allied Securities Inc. | San Diego, CA | Nov 2011 - Aug 2021 | 9 |
| Summit Wealth Management Inc. | Jamestown, NY | Dec 2008 - Aug 2021 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1994 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2021 |
- NY
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Total Assets Under Management612MILLIONS
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Total Number of Accounts2,108ACCOUNTS
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Average Account Value$290,254
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, KY, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, WA, WI, WY
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