Nathan Rainbolt, financial advisor Hanover IN
83 score

Nathan Rainbolt

CRD Number: 5485183
Current Firm: Investment Centers Of America, Inc.

Nathan Rainbolt (CRD# 5485183) is an Investment Advisor Representative working at Investment Centers Of America, Inc. in Hanover, IN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Investment Centers Of America Floyds Knobs, IN Jul 2014 - Current 2
U.s. Bancorp Investments, Inc. Louisville, KY Feb 2011 - Jul 2014 3
Jpmorgan Chase Bank Na Louisville, KY Jan 2008 - Feb 2011 3
Chase Investment Services Corp Louisville, KY Jan 2008 - Feb 2011 3
Advent Mortgage LLC Louisville, KY Aug 2005 - Jan 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2008
S66 NASAA Uniform Combined State Law Examination Apr 2010
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Nathan W. Rainbolt
Phone Number: 866-275-4422
Registered State(s):
  • IN
  • KY
  • MO
By the Numbers
  • Total Assets Under Management
    3,133
    MILLIONS
  • Total Number of Accounts
    23,134
    ACCOUNTS
  • Average Account Value
    $135,424
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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