Richard TrottaCRD Number: 5302278
Current Firm: Santander Securities
Richard Trotta (CRD# 5302278) is an Investment Advisor Representative working at Santander Securities in Harrisburg, PA and has over 9 years of experience in the finance industry.
Thrivent Investment Management Inc.
Northwestern Mutual Investment Services,llc
Msi Financial Services, Inc.
|Santander Securities||San Juan, PR||May 2016 - Current||1|
|Santander Bank Na||Pottsville, PA||May 2016 - Current||1|
|Sterne Agee Financial Services||Birmingham, AL||Jan 2015 - May 2016||1|
|Sterne Agee Investment Advisor Services, Inc.||Birmingham, AL||Jan 2015 - May 2016||1|
|Keystone Captial Corp||San Diegoo, CA||Apr 2013 - Dec 2014||1|
|Comprehensive Asset Management & Servicing, Inc.||Parsippany, NJ||Nov 2012 - Apr 2013||< 1|
|Liberty Wealth Management||Allentown, PA||Nov 2012 - Apr 2013||< 1|
|Wells Fargo Advisors LLC||Allentown, PA||Nov 2010 - Oct 2012||1|
|Brican Ameria, LLC||Allentown, PA||Nov 2009 - Oct 2010||< 1|
|Raymond James Financial Services Advisors, Inc.||Saint Petersburg, FL||Jan 2009 - Oct 2009||< 1|
|Raymond James Financial Services, Inc.||Lancaster, PA||Dec 2008 - Oct 2009||< 1|
|Wachovia Securities, LLC||Reading, PA||Mar 2007 - May 2009||2|
|Wachovia Bank, N.a.||Reading, PA||Mar 2007 - Dec 2008||1|
|Yellow Book Usa||Blandon, PA||Jan 2004 - Mar 2007||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2007|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management556MILLIONS
Total Number of Accounts3,432ACCOUNTS
Average Account Value$162,047
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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