Steven Spong, financial advisor Harrisburg PA

Steven Spong

CRD Number: 1477959
Current Firm: Royal Alliance Associates, Inc.

Steven Spong (CRD# 1477959) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Harrisburg, PA and has over 34 years of experience in the finance industry. Steven Spong has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Ssav Ii Harrisburg, PA Nov 2013 - Current 7
Royal Alliance Harrisburg, PA Nov 2012 - Current 8
National Planning Corporation Harrisburg, PA Nov 2005 - Nov 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
Contact Info for Steven L. Spong
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • CA
  • DE
  • FL
  • MD
  • NC
  • DC
  • MA
  • MS
  • NV
  • NJ
  • MI
  • MO
  • OH
  • SC
  • SD
  • VA
  • WV
  • PA
By the Numbers
  • Total Assets Under Management
    16,701
    MILLIONS
  • Total Number of Accounts
    75,586
    ACCOUNTS
  • Average Account Value
    $220,949
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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