Shannon Carson, financial advisor Haslett MI
68 score

Shannon Carson

CRD Number: 3081343
Current Firm: Capital Asset Advisory Services, LLC

Shannon Carson (CRD# 3081343) is an Investment Advisor Representative working at Capital Asset Advisory Services, LLC in Haslett, MI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Asset Advisory Services LLC Haslett, MI Nov 2012 - Current 4
Alliance Wealth Management, LLC Dallas, TX Nov 2009 - Current 7
Capital Security Financial Services LLC Dallas, TX Feb 1999 - Current 17
Montecello Investments Dallas, TX Apr 2014 - Jun 2014 < 1
Midamerica Financial Services, Inc. Dallas, TX Jan 2010 - Jun 2014 4
Usa Tax & Insurance Svcs, Inc.dba American Investment Svcs Palm Harbor, FL Jan 2010 - Feb 2013 3
Institutional Securities Corporation Dallas, TX Feb 1999 - Jan 2010 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
S65 NASAA Investment Advisors Law Examination Feb 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Shannon S. Carson
Phone Number: 517-339-7662
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    1,122
    MILLIONS
  • Total Number of Accounts
    10,016
    ACCOUNTS
  • Average Account Value
    $111,979
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
68

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