Seth Swandal (CRD# 7653457) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Hathaway, MT and has 1 year of experience in the finance industry.
CRD# 1775415
Securities America Advisors, Inc.
CRD# 4470573
Cambridge Investment Research Advisors, Inc.
CRD# 5217387
State Farm Investment Management Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Feb 2024 - Current | < 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Sep 2023 - Current | < 1 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Oct 2022 - Current | 1 |
| Self-employed- Owner Of Bar 93 Fence Contractors LLC | Wilsall, MT | Jan 2021 - Current | 3 |
| Shields Valley Public School | Wilsall, MT | Jan 2019 - Current | 5 |
| Richard And Kristina Swandal- Lazy Y H Ranch | Wilsall, MT | Jul 2017 - Dec 2020 | 3 |
| Livingston Public School | Livingston, MT | Aug 2018 - Nov 2019 | 1 |
| Rocky Mountain College | Billings, MT | Aug 2012 - Dec 2017 | 5 |
| Pella Windows And Doors | Billings, MT | Jan 2017 - Jun 2017 | < 1 |
| Big Sky Economic Development | Billings, MT | May 2016 - Sep 2016 | < 1 |
| Rustic Mountain Furnishings | Billings, MT | May 2014 - Jan 2016 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2024 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- MT
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
- A percentage of assets under your management
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