Kenneth Dimicco, financial advisor Hauppauge NY

Kenneth Dimicco

CRD Number: 1565595
Current Firm: Royal Alliance Associates, Inc.

Kenneth Dimicco (CRD# 1565595) is an Investment Advisor Representative working at Royal Alliance Associates, Inc. in Hauppauge, NY and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Royal Alliance Associates, Inc. New York, NY Jul 2010 - Current 10
Suffolk Group, LLC Hauppauge, NY Dec 2003 - Current 17
Allmerica Investments, Inc. Hauppauge, NY Sep 1986 - Current 34
Nationwide Securities, LLC Hauppauge, NY Aug 2008 - Jul 2010 1
Nationwide Provident Newark, DE Jan 2004 - Aug 2008 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1986
S66 NASAA Uniform Combined State Law Examination Jul 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Kenneth E. Dimicco
Phone Number: 800-821-5100 EXT. 5389
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    16,701
    MILLIONS
  • Total Number of Accounts
    75,586
    ACCOUNTS
  • Average Account Value
    $220,949
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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Data verified by both the advisor and the public regulatory data.

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