Richard HoughtonCRD Number: 1224746
Current Firm: Partners Capital Services, Inc.
Richard Houghton (CRD# 1224746) is an Investment Advisor Representative working at Partners Capital Services, Inc. in Hauppauge, NY and has over 33 years of experience in the finance industry.
Scholtz & Co
Axa Advisors, LLC
American Portfolios Advisors, Inc.
|American Capital Partners, LLC||Hauppauge, NY||Feb 2013 - Current||4|
|L.m. Kohn & Company||Cincinnati, OH||Jan 2012 - Current||5|
|Raymond James & Associates, Inc.||Atlanta, GA||Jan 2004 - Jan 2012||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1984|
|S65||NASAA Investment Advisors Law Examination||Aug 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management35MILLIONS
Total Number of Accounts114ACCOUNTS
Average Account Value$307,018
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AR, CA, CT, DC, FL, GA, IL, KY, LA, MD, ME, NC, NJ, NM, NY, OH, PA, SC, SD, TX, VA, WA