Rodney Smith (CRD# 3276634) is an Investment Advisor Representative working at Main Street Advisors, LLC in Hays, KS and has over 24 years of experience in the finance industry.
CRD# 6178612
Raymond James Financial Services Advisors, Inc.
CRD# 4932389
Primerica Advisors
CRD# 4428414
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Osaic | Turlock, CA | Oct 2023 - Current | < 1 |
| The Ameriflex Group | Las Vegas, NV | Oct 2023 - Current | < 1 |
| Independent Financial Group | Turlock, CA | Apr 2019 - Oct 2023 | 4 |
| Lpl Financial LLC | Stockton, CA | Nov 2017 - Apr 2019 | 1 |
| National Planning Corporation | Santa Monica, CA | Jun 2010 - Nov 2017 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management60MILLIONS
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Total Number of Accounts441ACCOUNTS
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Average Account Value$135,189
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, KS
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