Timothy PuckettCRD Number: 6057213
Current Firm: Fifth Third Securities, Inc.
Timothy Puckett (CRD# 6057213) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Henderson, KY and has over 4 years of experience in the finance industry.
Dauble+worthington Equity Portfolios
Arnett Financial Group
Northwestern Mutual Investment Services,llc
|Fifth Third Securities||Ellisville, MO||Mar 2012 - Current||5|
|Fifth Third Bank||Ellisville, MO||May 2011 - Current||5|
|American General Life & Accident||Evansville, IN||Dec 2009 - May 2011||1|
|Unemployed||Evansville, IN||Aug 2009 - Dec 2009||< 1|
|University Of Southern Indiana||Evansville, IN||Jan 2009 - Aug 2009||< 1|
|Villian's Billiards Club||Evansville, IN||Aug 2006 - Aug 2009||3|
|Lonestar Steakhouse & Saloon||Evansville, IN||Jun 2004 - Aug 2006||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2012|
|S66||NASAA Uniform Combined State Law Examination||Sep 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management813MILLIONS
Total Number of Accounts4,744ACCOUNTS
Average Account Value$171,395
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
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