Ronald Powell (CRD# 2646837) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Henderson, TX and has over 28 years of experience in the finance industry. Ronald Powell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6243290
Edward Jones
CRD# 3197977
Lpl Financial LLC
CRD# 2225091
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Verabank | Austin, TX | Jul 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Austin, TX | Jul 2023 - Current | < 1 |
| Cetera Investment Services LLC | Saint Cloud, MN | Jul 2023 - Current | < 1 |
| Wells Fargo Clearing Services | Austin, TX | Aug 2019 - Apr 2023 | 3 |
| Wells Fargo Bank | Austin, TX | Aug 2019 - Apr 2023 | 3 |
| Unemployed | Austin, TX | Mar 2019 - Aug 2019 | < 1 |
| Northern Trust Bank | Houston, TX | Jan 2009 - Feb 2019 | 10 |
| Northern Trust Securities, Inc. | Houston, TX | Oct 2006 - Feb 2019 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1995 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1996 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2019 |
- TX
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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