Dwayne Powell, financial advisor Hendersonville NC
96 score

Dwayne Powell

CRD Number: 4506137
Current Firm: J.j.b. Hilliard, W.l. Lyons, LLC

Dwayne Powell (CRD# 4506137) is an Investment Advisor Representative working at J.j.b. Hilliard, W.l. Lyons, LLC in Hendersonville, NC and has over 14 years of experience in the finance industry. Dwayne Powell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
J.j.b. Hilliard W.l. Lyons, LLC Hendersonville, NC Feb 2013 - Current 3
Bank Of America, Na Hendersonville, NC Oct 2009 - Feb 2013 3
Morgan Stanley Smith Barney Asheville, NC Jun 2009 - Oct 2009 < 1
Citigroup Global Markets Inc. Asheville, NC Dec 2004 - Jun 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S65 NASAA Investment Advisors Law Examination Jul 2002
Contact Info for Dwayne W. Powell
Phone Number: 502-588-8400
Firm Website: http://www.hilliard.com
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    6,179
    MILLIONS
  • Total Number of Accounts
    21,382
    ACCOUNTS
  • Average Account Value
    $288,982
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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