Mitchell Miller (CRD# 4906396) is an Investment Advisor Representative working at Hermosa Capital Management, LLC in Hermosa Beach, CA and has over 20 years of experience in the finance industry.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
CRD# 6232434
Bluepoint Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sutter Securities Incorporated | San Francisco, CA | Apr 2019 - Current | 5 |
| Boustead Securities, LLC | Irvine, CA | Sep 2015 - Current | 8 |
| H3 High Security Solutions LLC | Arrowhead, CA | May 2008 - Current | 15 |
| Hermosa Capital Management, LLC | Hermosa Beach, CA | Oct 2006 - Current | 17 |
| Self Employed | Hermosa, CA | Feb 2000 - Current | 24 |
| Bma Securities | El Segundo, CA | Nov 2011 - Sep 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2005 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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