Carl Mueller, financial advisor Hiawatha KS
93 score

Carl Mueller

CRD Number: 1847884
Current Firm: Nations Financial Group, Inc.

Carl Mueller (CRD# 1847884) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Hiawatha, KS and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Nations Financial Group, Inc. Cedar Rapids, IA May 2003 - Current 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1988
S65 NASAA Investment Advisors Law Examination Aug 1994
Contact Info for Carl E. Mueller
Phone Number: 319-393-9541
Registered State(s):
  • CA
  • MO
  • KS
By the Numbers
  • Total Assets Under Management
    597
    MILLIONS
  • Total Number of Accounts
    2,477
    ACCOUNTS
  • Average Account Value
    $241,135
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AR, AZ, CA, CO, FL, IA, ID, IL, IN, KS, KY, MD, MI, MN, MO, NC, NE, NJ, NM, NY, OH, OR, PA, TX, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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