Kevin RocheCRD Number: 3271142
Current Firm: Lifemark Securities Corp.
Kevin Roche (CRD# 3271142) is an Investment Advisor Representative working at Lifemark Securities Corp. in Hibbing, MN and has over 22 years of experience in the finance industry.
Wells Fargo Clearing Services, LLC
Stifel, Nicolaus & Company, Incorporated
Lpl Financial LLC
|Lifemark Securities Corp.||Rochester, NY||Oct 2018 - Current||3|
|Bridge Financial Services Group||Hibbing, MN||Mar 2011 - Current||10|
|Roche Financial Education And Strategies Inc.||Hibbing, MN||Mar 2011 - Current||10|
|Tollefson's Retail Group||Eveleth, MN||Jun 2009 - Current||12|
|Foresters Equity Services, Inc.||Hibbing, MN||Jan 2013 - Oct 2018||5|
|Transamerica Financial Advisors, Inc.||Hibbing, MN||Mar 2011 - Dec 2012||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1999|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
|S65||NASAA Investment Advisors Law Examination||Jun 2019|
Total Assets Under Management202MILLIONS
Total Number of Accounts1,702ACCOUNTS
Average Account Value$118,485
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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