Steven Sparks, financial advisor Hickory NC

Steven Sparks

CRD Number: 4252472
Current Firm: Cambridge Investment Research Advisors, Inc.

Steven Sparks (CRD# 4252472) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Hickory, NC and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Feb 2016 - Current 4
Cambridge Investment Research Advisors, Inc. Fairfield, IA Feb 2016 - Current 4
Capital Concepts Hickory, NC Jan 2004 - Current 17
Ameritas Investment Corp. Lincoln, NE Jun 2006 - Feb 2016 9
Ameritas Life Insurance Corp Lincoln, NE Jun 2006 - Feb 2016 9
Acacia Life Insurance Bethesda, MD Jun 2006 - Dec 2011 5
Union Central Life Cincinnati, OH Jun 2000 - Dec 2011 11
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2000
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Steven L. Sparks
Phone Number: 641-472-5100
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    56,159
    MILLIONS
  • Total Number of Accounts
    297,440
    ACCOUNTS
  • Average Account Value
    $188,808
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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