Ralph Romano (CRD# 812348) is an Investment Advisor Representative working at Capital Synergy Partners in Highland Park, IL and has over 32 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Capital Synergy Partners, Inc. | Newport Beach, CA | Jan 2021 - Current | 3 |
| Sigma Financial Corporation | Ann Arbor, MI | Dec 2017 - Dec 2020 | 3 |
| Spc | Ann Arbor, MI | Dec 2017 - Dec 2020 | 3 |
| Unemployed | Deerfield, IL | Jul 2017 - Nov 2017 | < 1 |
| The Leaders Group Inc. | Littleton, CO | Feb 2015 - Jun 2017 | 2 |
| Rjr Financial Services, Inc. | Deerfield, IL | Jan 2005 - Jun 2017 | 12 |
| Allstate Insurance Co | Wheeling, IL | May 2013 - Dec 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jul 1999 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management60MILLIONS
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Total Number of Accounts352ACCOUNTS
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Average Account Value$169,870
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