Norbert Naths (CRD# 2653644) is an Investment Advisor Representative working at Alera Retirement Advisors, LLC in Highlands Ranch, CO and has over 28 years of experience in the finance industry.
CRD# 1036566
Buswell Associates, Inc.
CRD# 5513725
Margin
CRD# 6280566
Motley Fool Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Waterford Group | Rochester, NY | Feb 2024 - Current | < 1 |
| Alera Group | Deerfield, IL | Jun 2023 - Current | < 1 |
| Global Retirement Partners, LLC | San Rafael, CA | Jun 2023 - Feb 2024 | < 1 |
| Sentry Insurance | Stevens Point, WI | Jan 2017 - Jun 2023 | 6 |
| Rpm Parking | Denver, CO | Jan 2016 - Jan 2017 | 1 |
| Lt Trust Company | Denver, CO | May 2015 - Jan 2017 | 1 |
| Plan Strategies, Inc. | Denver, CO | Jun 2015 - Jun 2016 | 1 |
| Park Avenue Securities LLC | New York, NY | Mar 2015 - May 2015 | < 1 |
| Guardian Investor Services, LLC | San Francisco, CA | Apr 2014 - May 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1995 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2004 |
| S65 | NASAA Investment Advisors Law Examination | Nov 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management39MILLIONS
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Total Number of Accounts89ACCOUNTS
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Average Account Value$437,745
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CO, IL, KS, MA, MD, MO, NY, OH, OR, VA, WI
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