Thomas Sullivan (CRD# 5836100) is an Investment Advisor Representative working at B. Riley Wealth Advisors, Inc. in Hillsborough, NJ and has over 11 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| B. Riley Wealth Management | Hillsborough, NJ | Jul 2022 - Current | 1 |
| National Securities Corp | Hillsborough, NJ | Jan 2020 - Current | 4 |
| National Asset Management | Hillsborough, NJ | Jan 2020 - Current | 4 |
| Bank Of America, N.a. | Short Hills, NJ | Jan 2016 - Current | 8 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills, NJ | Nov 2015 - Current | 8 |
| Pnc Bank | Hillsborough, NJ | Sep 2014 - Nov 2015 | 1 |
| Pnc Investments LLC | Hillsborough, NJ | Sep 2014 - Nov 2015 | 1 |
| Bank Of America, N.a. | Pennington, NJ | Jun 2012 - Sep 2014 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington, NJ | Aug 2010 - Sep 2014 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2012 |
- NJ
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Total Assets Under Management7,645MILLIONS
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Total Number of Accounts20,038ACCOUNTS
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Average Account Value$381,538
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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