Phillip Carrell, financial advisor Hobbs NM
73 score

Phillip Carrell

CRD Number: 6084092
Current Firm: Cambridge Investment Research Advisors, Inc.

Phillip Carrell (CRD# 6084092) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Hobbs, NM and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jan 2017 - Current 1
Cambridge Investment Research, Inc. Fairfield, IA Jan 2017 - Current 1
Securities America Inc. Hobbs, NM Nov 2015 - Dec 2016 1
Securities America Advisors Hobbs, NM Nov 2015 - Dec 2016 1
Edward Jones St Louis, MO Jun 2012 - Nov 2015 3
Carlsbad Chevrolet Carlsbad, NM Feb 2011 - Jun 2012 1
Phil Carrell Chevrolet Carlsbad, NM May 1989 - Feb 2011 21
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Phillip H. Carrell
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • NM
  • TX
By the Numbers
  • Total Assets Under Management
    28,722
    MILLIONS
  • Total Number of Accounts
    168,526
    ACCOUNTS
  • Average Account Value
    $170,429
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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BADGES
73

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