Joseph Fiumara, financial advisor Hoboken NJ
71 score

Joseph Fiumara

CRD Number: 3018323
Current Firm: Pnc Investments

Joseph Fiumara (CRD# 3018323) is an Investment Advisor Representative working at Pnc Investments in Hoboken, NJ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Pnc Investments Seacaucus, NJ Jan 2010 - Current 6
Metlife Securities Inc. Staten Island, NY Jan 2010 - Jan 2010 < 1
Hold Bros. Online Investment Services, LLC Morristown, NJ Aug 2009 - Dec 2009 < 1
Banc Of America Investment Services, Inc. Glen Rock, NJ Jul 2008 - Aug 2009 1
Banc Of America Insurance Services, Inc. Glen Rock, NJ Jul 2008 - Aug 2009 1
Retirement Enhancement Group, LLC Fairfield, NJ May 2004 - Jul 2008 4
Sii Investments Inc. Fairfield, NJ Apr 2001 - Jul 2008 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S65 NASAA Investment Advisors Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joseph C. Fiumara
Phone Number: 800-762-6111
Firm Website: http://www.pnc.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    11,195
    MILLIONS
  • Total Number of Accounts
    78,826
    ACCOUNTS
  • Average Account Value
    $142,023
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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