Richard Cox (CRD# 1403565) is an Investment Advisor Representative working at American Portfolios Advisors, Inc. in Holbrook, NY and has over 38 years of experience in the finance industry. Richard Cox has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
CRD# 1483428
Abbington Investment Group, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
American Portfolios Advisors, Inc. | Hollbrook, NY | May 2015 - Current | 9 |
American Portfolios Financial Services, Inc. | Chattanooga, TN | Aug 2010 - Current | 13 |
Cox Wealth Management, Llc Dba Cox Financial Advisors | Chattanooga, TN | May 1998 - Current | 26 |
American United Life | Indianapolis, IN | Nov 1995 - Current | 28 |
Legacy Trust Administration, Inc. | Chattanooga, TN | Sep 1993 - Current | 30 |
The Guardian Life Insurance Company Of A | New York, NY | Jun 1986 - Current | 37 |
Cox Financial Centers, Inc. | Chattanooga, TN | Jun 1984 - Current | 39 |
Advisor Planning Corporation | Chattanooga, TN | Nov 2000 - Mar 2019 | 18 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1985 |
S65 | NASAA Investment Advisors Law Examination | Feb 1996 |
- CA
- GA
- MI
- NC
- ND
- PA
- TN
- VA
- WV
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Total Assets Under Management13,084MILLIONS
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Total Number of Accounts54,553ACCOUNTS
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Average Account Value$239,833
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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