William LarkinCRD Number: 3122607
Current Firm: American Portfolios Advisors, Inc.
William Larkin (CRD# 3122607) is an Investment Advisor Representative working at American Portfolios Advisors, Inc. in Holbrook, NY and has over 18 years of experience in the finance industry.
Scholtz & Co
Axa Advisors, LLC
American Portfolios Advisors, Inc.
|American Portfolios Financial Services, Inc.||Holbrook, NY||Jan 2015 - Current||1|
|Aurora Sports Officials||Aurora, CO||Dec 2010 - Current||6|
|Bbva Securities Inc.||Englewood, CO||May 2013 - Jan 2015||1|
|Compass Bank||Englewood, CO||Jan 2013 - Jan 2015||2|
|Bbva Wealth Solutions Inc.||Englewood, CO||Jan 2013 - Jan 2015||2|
|Bbva Compass Investment Solutions, Inc.||Englewood, CO||Jan 2013 - May 2013||< 1|
|J.p. Morgan Securities LLC||Westminster, CO||Jun 2010 - Jan 2013||2|
|Prudential Financial||Englewood, CO||Jul 2009 - Jun 2010||< 1|
|Unemployed||Aurora, CO||Jun 2009 - Jul 2009||< 1|
|Transamerica||Denver, CO||Aug 2008 - Jun 2009||< 1|
|Unemployed||Aurora, CO||Jun 2008 - Aug 2008||< 1|
|Jackson Natinal Life||Denver, CO||Feb 2007 - Jun 2008||1|
|Tiaa-cref||Denver, CO||Jun 1999 - Feb 2007||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S65||NASAA Investment Advisors Law Examination||Oct 1998|
|S66||NASAA Uniform Combined State Law Examination||Jul 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management2,864MILLIONS
Total Number of Accounts14,826ACCOUNTS
Average Account Value$193,205
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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