Joseph StephensCRD Number: 5472036
Current Firm: Principal Securities, Inc.
Joseph Stephens (CRD# 5472036) is an Investment Advisor Representative working at Principal Securities, Inc. in Homewood, AL and has over 10 years of experience in the finance industry. Joseph Stephens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Hightower Advisors, LLC
Wesban Financial Consultants, P.c.
Raymond James & Associates, Inc.
|Edgewood Wealth Advisor Services||Birmingham, AL||Jul 2013 - Current||4|
|Princor Financial Services Corporation||Birmingham, AL||Nov 2008 - Current||9|
|Principal Life Insurance Company||Birmingham, AL||Nov 2008 - Current||9|
|Cahaba Wealth Management Services||Birmingham, AL||Apr 2011 - Jun 2013||2|
|Edward Jones||St Louis, MO||Jan 2008 - Sep 2008||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Total Assets Under Management1,916MILLIONS
Total Number of Accounts17,630ACCOUNTS
Average Account Value$108,691
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY