Rikiann ChowCRD Number: 3005136
Current Firm: Cetera Investment Advisers LLC
Rikiann Chow (CRD# 3005136) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Honolulu, HI and has over 24 years of experience in the finance industry.
Mission Financial Group, LLC
Ameriprise Financial Services, LLC
|Cetera Investment Services LLC||St Cloud, MN||Apr 2017 - Current||5|
|Cetera Investment Advisers LLC||Honolulu, HI||Apr 2017 - Current||5|
|American Savings Investment Services||Honolulu, HI||Jan 1997 - Current||25|
|Lpl Financial LLC||Honolulu, HI||Jul 2011 - Apr 2017||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1998|
|S66||NASAA Uniform Combined State Law Examination||Dec 2003|
Total Assets Under Management35,762MILLIONS
Total Number of Accounts169,758ACCOUNTS
Average Account Value$210,662
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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