Darryl Guthrie (CRD# 4176276) is an Investment Advisor Representative working at Commonwealth Financial Network in Hoover, AL and has over 23 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Waltham, MA | Aug 2015 - Current | 8 |
| Lg Properties LLC | Birmingham, AL | Apr 2011 - Current | 13 |
| Birmingham Investment Group | Birmingham, AL | Jan 2008 - Current | 16 |
| Guthrie Whatley Financial Group | Birmingham, AL | Jan 2008 - Current | 16 |
| Guthrie Whatley Ingram Dozier LLC | Birmingham, AL | Jan 2008 - Current | 16 |
| Raymond James Financial Services Advisors, Inc. | Saint Petersburg, FL | Jan 2009 - May 2015 | 6 |
| Raymond James Financial Services | Birmingham, AL | Jan 2008 - May 2015 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management177,032MILLIONS
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Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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