Scott Pospisil (CRD# 4241768) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Hoover, AL and has over 21 years of experience in the finance industry.
CRD# 2842337
Nbc Securities, Inc.
CRD# 6641051
Rfg Advisory, LLC
CRD# 6186795
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | Saint Cloud, MN | Nov 2021 - Current | 2 |
| Cetera Investment Advisers LLC | Hoover, AL | Nov 2021 - Current | 2 |
| Regions Bank | Hoover, AL | Nov 2021 - Current | 2 |
| Fifth Third Securities | Chicago, IL | Aug 2019 - Nov 2021 | 2 |
| Fifth Third Bank | Chicago, IL | Jul 2019 - Nov 2021 | 2 |
| Bank Of America, N.a. | Rolling Meadows, IL | Aug 2016 - Jul 2019 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows, IL | Jul 2016 - Jul 2019 | 3 |
| Td Ameritrade | Chicago, IL | Apr 2016 - Jul 2016 | < 1 |
| Unemployed | Geneva, IL | Jan 2016 - Mar 2016 | < 1 |
| Pwmco, LLC | Chicago, IL | Jan 2010 - Dec 2015 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2002 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2016 |
- AL
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
-
Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.