Antonio Mariscal Romero (CRD# 6619179) is an Investment Advisor Representative working at Monex Asset Management, Inc. in Houston, TX and has over 8 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Monex Securities, Inc. | Houston, TX | Aug 2018 - Current | 5 |
| Monex Asset Management, Inc. | Houston, TX | Jun 2017 - Current | 6 |
| Alpha Cubed Investments, LLC | Irvine, CA | Mar 2017 - Jun 2017 | < 1 |
| Kanos Capital Management, LLC | Houston, TX | Nov 2015 - Jun 2017 | 1 |
| Tradition | Mexico Xity, | Feb 2005 - Nov 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Feb 2016 |
| S63 | Uniform Securities State Law Examination | Oct 2018 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management201MILLIONS
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Total Number of Accounts300ACCOUNTS
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Average Account Value$669,755
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, TX
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