Chad Smith, financial advisor Houston TX
93 score

Chad Smith

CRD Number: 5591020
Current Firm: Northwestern Mutual Investment Services,llc

Chad Smith (CRD# 5591020) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Houston, TX and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Jan 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Houston, TX May 2009 - Current 7
Northwestern Mutual Life Insurance Company Milwaukee, TX Sep 2008 - Current 8
Unemployed Corpus Christi, TX Jun 2008 - Jul 2008 < 1
Texas A&m College Station, TX Aug 2004 - May 2008 3
Laity Lodge Youth Camp Kerville, TX May 2005 - Aug 2007 2
Merrill Lynch Corpus Christi, TX Jul 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2009
S65 NASAA Investment Advisors Law Examination Feb 2013
Contact Info for Chad S. Smith
Phone Number: 866-664-7737
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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