Daniel Schmieder (CRD# 727985) is an Investment Advisor Representative working at Icon Wealth Partners in Houston, TX and has over 43 years of experience in the finance industry. Daniel Schmieder has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Icon Wealth Advisors, LLC | Houston, TX | Aug 2022 - Current | 1 |
| Purshe Kaplan Sterling Investments | Albany, NY | Mar 2019 - Current | 5 |
| Icon Wealth Partners, LLC | Houston, TX | Feb 2019 - Aug 2022 | 3 |
| Oppenheimer & Company Inc. | Houston, TX | Jan 2019 - Feb 2019 | < 1 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jan 2019 | 4 |
| Morgan Stanley Smith Barney | Houston, TX | Jun 2009 - Jan 2019 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1981 |
| S65 | NASAA Investment Advisors Law Examination | Sep 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management1,905MILLIONS
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Total Number of Accounts3,998ACCOUNTS
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Average Account Value$476,554
- A percentage of assets under your management
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AZ, CA, CO, FL, GA, LA, NH, NY, TX
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