Edward Rossi (CRD# 2318022) is an Investment Advisor Representative working at Oak Harvest Investment Services in Houston, TX and has over 30 years of experience in the finance industry. Edward Rossi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
Company Name | Location | Dates | Years |
---|---|---|---|
Oak Harvest Investment Services | Houston, TX | Jan 2020 - Current | 4 |
E*trade Securities LLC | Houston, TX | Jul 2019 - Jan 2020 | < 1 |
E*trade Capital Management LLC | Houston, TX | Jul 2019 - Jan 2020 | < 1 |
Financial Engines Advisors LLC | Sunnyvale, CA | Nov 2018 - Jul 2019 | < 1 |
Edelman Financial Services, LLC | Fairfax, VA | Aug 2016 - Jul 2019 | 2 |
Ef Legacy Securities, LLC | Henrico, VA | Aug 2016 - Oct 2018 | 2 |
Charles Schwab & Company, Inc. | Houston, TX | Dec 2010 - Jul 2016 | 5 |
Charles Schwab Bank | Houston, TX | Dec 2010 - Jul 2016 | 5 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Aug 1993 |
S65 | NASAA Investment Advisors Law Examination | Nov 1999 |
S66 | NASAA Uniform Combined State Law Examination | Apr 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management729MILLIONS
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Total Number of Accounts817ACCOUNTS
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Average Account Value$892,086
- A percentage of assets under your management
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