James Gandy, financial advisor Houston TX

James Gandy

CRD Number: 1301824
Current Firm: Post Oak Financial, LLC

James Gandy (CRD# 1301824) is an Investment Advisor Representative working at Post Oak Financial, LLC in Houston, TX and has over 39 years of experience in the finance industry.

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Nxt:gen Financial Planning
Company Name Location Dates Years
Absolute Color Mailplex, LLC Houson, TX Mar 2023 - Current 1
Gandy Land & Timber, LLC Marthaville, TX Oct 2012 - Current 11
Gandy Family Land And Timber, LLC Marthaville, LA Oct 2012 - Current 11
Haddad-gandy Land And Timber, LLC Marthaville, LA Oct 2012 - Current 11
Post Oak Financial, LLC Houston, TX Jan 2012 - Current 12
Isthmus Capital, LLC Houston, TX Jan 2007 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1984
S65 NASAA Investment Advisors Law Examination Mar 2012
Contact Info for James R. Gandy
Phone Number: 713-256-6594
Registered State(s):
  • LA
  • TX
Current Firm Details
Post Oak Financial, LLC
Firm's CRD Number: 160257
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

LA, TX

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