Jonathan Swanburg, financial advisor Houston TX
103 score

Jonathan Swanburg

CRD Number: 5713713
Current Firm: Tri-star Advisors, Inc.

Jonathan has been with Tri-Star since 2009.  Today he leads the firm's financial planning practice.  His areas of expertise include managing leverage, cash flow, retirement planning, and charitable giving.  He has an extensive fixed income background having starting his career analyzing mortgage backed securities, municipal bonds, and structured notes.  

Jonathan earned a BA in Economics from Pepperdine University and a JD/MBA from Baylor University. Jonathan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Calton & Associates, Inc. Houston, TX Jan 2015 - Current 2
Tri-Star Advisors Houston, TX Sep 2009 - Current 8
Tri-star Financial Houston, TX Sep 2009 - Current 8
Exam Code Name Passed Date
S7 General Securities Representative Examination (GS) Oct 2009
S66 NASAA Uniform Combined State Law Examination Nov 2009
S24 General Securities Principal Examination (GP) Jul 2010
Contact Info for Jonathan Swanburg
By the Numbers
  • Total Assets Under Management
    132
    MILLIONS
  • Total Number of Accounts
    367
    ACCOUNTS
  • Average Account Value
    $359,465
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

CO, FL, LA, NY, TX

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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