Jonathan SwanburgCRD Number: 5713713
Current Firm: Tri-star Advisors, Inc.
Jonathan has been with Tri-Star since 2009. Today he leads the firm's financial planning practice. His areas of expertise include managing leverage, cash flow, retirement planning, and charitable giving. He has an extensive fixed income background having starting his career analyzing mortgage backed securities, municipal bonds, and structured notes.
Jonathan earned a BA in Economics from Pepperdine University and a JD/MBA from Baylor University. Jonathan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination,pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which putclients' interests first and comply with the Financial Planning Practice Standards.
The Goff Financial Group
Linscomb & Williams
Hill Investment Group
|Calton & Associates, Inc.||Houston, TX||Jan 2015 - Current||4|
|Tri-Star Advisors||Houston, TX||Sep 2009 - Current||9|
|Tri-star Financial||Houston, TX||Sep 2009 - Current||9|
|Exam Code||Name||Passed Date|
|S7||General Securities Representative Examination (GS)||Oct 2009|
|S66||NASAA Uniform Combined State Law Examination||Nov 2009|
|S24||General Securities Principal Examination (GP)||Jul 2010|
Total Assets Under Management221MILLIONS
Total Number of Accounts282ACCOUNTS
Average Account Value$783,002
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, FL, LA, NY, TX
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