Laura Caler (CRD# 5257072) is an Investment Advisor Representative working at Morgan Stanley in Houston, TX and has over 15 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
Company Name | Location | Dates | Years |
---|---|---|---|
Morgan Stanley Smith Barney LLC | Provo, UT | Aug 2021 - Current | 2 |
Merrill Lynch, Pierce, Fenner & Smith Incorporated | Provo, UT | Aug 2019 - Aug 2021 | 2 |
Unemployed | Lehi, UT | Feb 2019 - Aug 2019 | < 1 |
Jacob Anthony Rust | Provo, UT | Aug 2016 - Jan 2019 | 2 |
Northwestern Mutual Investment Services LLC | Provo, UT | Aug 2016 - Jan 2019 | 2 |
Apex Fun Run | Los Angeles, CA | Mar 2018 - Dec 2018 | < 1 |
Apex Fun Run | Los Angeles, CA | Oct 2015 - Aug 2017 | 1 |
Homemaker | Lehi, UT | Jan 2015 - Oct 2015 | < 1 |
Morgan Stanley Smith Barney LLC | Provo, UT | Nov 2006 - Jan 2015 | 8 |
Exam Code | Name | Passed Date |
---|---|---|
S66 | NASAA Uniform Combined State Law Examination | Dec 2008 |
- TX
- UT
-
Total Assets Under Management1,402,426MILLIONS
-
Total Number of Accounts2,405,783ACCOUNTS
-
Average Account Value$582,939
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Performance-based fees
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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