Michael BradfordCRD Number: 3189397
Current Firm: Dominion Portfolio Management, Inc.
Michael Bradford (CRD# 3189397) is an Investment Advisor Representative working at Dominion Portfolio Management, Inc. in Houston, TX and has over 19 years of experience in the finance industry.
The Goff Financial Group
Linscomb & Williams
Hill Investment Group
|Dominion Portfolio Management, Inc.||Horseshoe Bay, TX||Dec 2016 - Current||1|
|Dominion Investor Services, Inc.||Horseshoe Bay, TX||Dec 2016 - Current||1|
|Lpl Financial, LLC||Houston, TX||Dec 2015 - Current||2|
|Bank Of America, N.a.||Houston, TX||Jul 2011 - Dec 2015||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||The Woodlands, TX||Jun 2011 - Dec 2015||4|
|Morgan Stanley Smith Barney||Houston, TX||Jun 2009 - Jun 2011||2|
|Morgan Stanley & Company, Incorporated||Houston, TX||Apr 2007 - Jun 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1999|
|S65||NASAA Investment Advisors Law Examination||Sep 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Employer Dispute
Total Assets Under Management15MILLIONS
Total Number of Accounts79ACCOUNTS
Average Account Value$188,790
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO, IN, LA, MI, OK, TN, TX, WA
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