Michael Smurl (CRD# 2239030) is an Investment Advisor Representative working at Integrity Financial Planning, LLC in Houston, TX and has over 31 years of experience in the finance industry.
CRD# 2390431
The Goff Financial Group
CRD# 2687188
Hightower Advisors, LLC
CRD# 5462249
Nxt:gen Financial Planning
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Integrity Financial Planning, LLC | Katy, TX | Sep 2020 - Current | 3 |
| Consilium Wealth Consulting, LLC | Katy, TX | Jan 2009 - Aug 2020 | 11 |
| City National Rochdale | New York City, NY | May 2017 - Jul 2017 | < 1 |
| The Ayco Company, L.p./mercer Allied | Houston, TX | Jan 2015 - Nov 2016 | 1 |
| Synico Staffing | Minneapolis, MN | Dec 2014 - Jan 2015 | < 1 |
| Unemployed | Katy, TX | Apr 2014 - Nov 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Nov 1992 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2002 |
| S63 | Uniform Securities State Law Examination | Mar 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- LA
- TX
-
Total Assets Under Management4MILLIONS
-
Total Number of Accounts23ACCOUNTS
-
Average Account Value$168,592
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
LA, TX
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.