Stacy VolpeCRD Number: 4629144
Current Firm: Transamerica Financial Advisors, Inc.
Stacy Volpe (CRD# 4629144) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Houston, TX and has over 15 years of experience in the finance industry.
The Goff Financial Group
Linscomb & Williams
Hill Investment Group
|Transamerica Financial Advisors, Inc.||Houston, TX||Jan 2012 - Current||6|
|Stacy Volpe Sole Proprietor||Soring, TX||Jan 2010 - Current||8|
|Foxco Innovations Inc.||Spring, TX||Sep 2009 - Current||8|
|Wfg||Houston, TX||Jan 2003 - Current||15|
|Self-employed||Long Beach, NY||Oct 1993 - Current||24|
|Blue Cross||Richardson, TX||Jan 2008 - Dec 2017||9|
|Aflac||Houston, TX||Jan 2008 - Dec 2017||9|
|Humana Health Insurance||Waukesha, WI||Jun 2006 - Dec 2017||11|
|Property And Casualty||Spring, TX||Jan 2008 - Aug 2015||7|
|Transamerica Financial Advisors, Inc.||Houston, TX||Jan 2012 - Jan 2012||< 1|
|Iai||Houston, TX||Jan 2008 - Jan 2012||4|
|Wgs||Houston, TX||Jan 2003 - Jan 2012||9|
|Sofoul Financial Inc.||Conroe, TX||Sep 2008 - Jun 2011||2|
|Innergy Lending||Austin, TX||Aug 2006 - Jul 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2003|
|S65||NASAA Investment Advisors Law Examination||Sep 2004|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management969MILLIONS
Total Number of Accounts14,750ACCOUNTS
Average Account Value$65,719
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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