Stacy Volpe, financial advisor Houston TX
81 score

Stacy Volpe

CRD Number: 4629144
Current Firm: Transamerica Financial Advisors, Inc.

Stacy Volpe (CRD# 4629144) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Houston, TX and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Houston, TX Jan 2012 - Current 4
Stacy Volpe Sole Proprietor Soring, TX Jan 2010 - Current 6
Foxco Innovations Inc. Spring, TX Sep 2009 - Current 7
Aflac Houston, TX Jan 2008 - Current 8
Blue Cross Richardson, TX Jan 2008 - Current 8
Humana Health Insurance Waukesha, WI Jun 2006 - Current 10
Wfg Houston, TX Jan 2003 - Current 13
Self-employed Long Beach, NY Oct 1993 - Current 23
Property And Casualty Spring, TX Jan 2008 - Aug 2015 7
Transamerica Financial Advisors, Inc. Houston, TX Jan 2012 - Jan 2012 < 1
Iai Houston, TX Jan 2008 - Jan 2012 4
Wgs Houston, TX Jan 2003 - Jan 2012 9
Sofoul Financial Inc. Conroe, TX Sep 2008 - Jun 2011 2
Innergy Lending Austin, TX Aug 2006 - Jul 2008 1
Gemstone Capital New York, NY Dec 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Sep 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Stacy C. Volpe
Phone Number: 727-299-1800
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    4,493
    MILLIONS
  • Total Number of Accounts
    33,842
    ACCOUNTS
  • Average Account Value
    $132,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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