Thao Pham (CRD# 6339126) is an Investment Advisor Representative working at Summitry, LLC in San Mateo, CA and has over 8 years of experience in the finance industry. Thao Pham has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 3262592
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Golub Group, LLC | San Mateo, CA | Nov 2018 - Current | 5 |
| Stavis & Cohen Financial | Houston, TX | Jan 2016 - Nov 2018 | 2 |
| Fsc Securities Corp | Atlanta, GA | Aug 2015 - Nov 2018 | 3 |
| Stavis And Cohen Financial | Houston, TX | Jul 2015 - Aug 2018 | 3 |
| Texas Tech University | Lubock, TX | Jun 2013 - May 2015 | 1 |
| United Capital Financial Advisors | Dallas, TX | Jun 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2015 |
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Total Assets Under Management2,451MILLIONS
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Total Number of Accounts1,301ACCOUNTS
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Average Account Value$1,883,707
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, FL, HI, ID, LA, MA, NC, NV, NY, OR, TN, TX, WA
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